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Financial Services

If you are in the business of offering credit or hiring goods out to consumers you will be only too aware of the increasing legal demands placed on such businesses in recent years; not only through an increasingly complex and extensive myriad of regulations around the presentation and content of regulated agreements, and the various types of documentation that can or must be served on your customers, but also, following the  replacement of the OFT by the Financial Conduct Authority as regulator of the sector in 2014, in the very process of getting and keeping your business properly authorised and compliance with the detailed and exacting demands of the FCA Handbook.

Our Commercial team has the experience and knowledge to help you to ensure that your business remains compliant and avoids the damaging consequences which can arise from failing to meet the law’s demands, as well as preparing customer-facing documentation that, as well as being compliant with the current regulatory system, meets your commercial needs. Members of our team have advised a succession of clients in this area in many ways, from guiding them through the process of determining whether their business is regulated, obtaining full FCA authorisation, preparing standard documentation (notices and statements as well as agreements) and advising on its use, advising on the enforcement of agreements and representing them in dealings with the FCA and Financial Ombudsman Service. You can have total confidence in our credentials in this demanding area of law and regulation.

We can also demonstrate a track record of experience in other areas of financial services, including the regulation of mortgage businesses and the financial regulation of friendly societies.

To find out more about what we can do for you in this field, please contact:

Ian Thomson
E-Mail ian.thomson@spearingwaite.com
Direct Dial 0116 242 1209
Mobile 0770 287 1806
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Kate Blank
E-Mail kate.blank@spearingwaite.com
Direct Dial 0116 242 1248
Mobile 07515 050 361
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